As part of a flurry of moves in the last days of the Biden administration, the Securities and Exchange Commission announced ...

Scott J. Mason of Rubicon Wealth Management defrauded at least 13 advisory clients out of more than $20 million, spending it ...

Sagard Holdings will target Canadian accredited investors with at least C$1 million ($695,000) in financial assets or more ...

Savvy Advisors, the New York City-based RIA of parent fintech company Savvy Wealth, added four new advisors at the end of 2024, including individuals from J.P. Morgan and Merrill Lynch. The ...

Merrill clients and advisors expanded on their continued interest in alternative investments while Morgan Stanley’s net ...

Despite efforts to develop next-gen talent, the total number of advisors in the wealth management industry has remained ...

Also, Advisor360 acquires Parrot AI, Wealthtender introduces a testimonial marketing tool and Bloomberg rolls out AI-produced ...

As firms enter a new year, many think about growth opportunities for their teams. This means hiring new talent; for others, ...

Joe DeVico, BlackRock's co-head of U.S. wealth advisory, discusses the explosion in interest in model portfolios.

U.S. taxpayers with foreign income face a complex interplay of tax obligations, including the potential to offset foreign ...

The forecast for unemployment is that it will rise slightly from its current rate of 4.2% to 4.3% by year-end of 2025. Thus, ...

The right estate planning approach can result in a significant, tax-efficient transfer of your client’s wealth.