Scott J. Mason of Rubicon Wealth Management defrauded at least 13 advisory clients out of more than $20 million, spending it ...

As part of a flurry of moves in the last days of the Biden administration, the Securities and Exchange Commission announced ...

Despite efforts to develop next-gen talent, the total number of advisors in the wealth management industry has remained ...

Also, Advisor360 acquires Parrot AI, Wealthtender introduces a testimonial marketing tool and Bloomberg rolls out AI-produced ...

Sagard Holdings will target Canadian accredited investors with at least C$1 million ($695,000) in financial assets or more ...

Mandell Crawley, a 32-year veteran of the firm and one of its senior-most Black executives, will run the integrated firm ...

Merrill clients and advisors expanded on their continued interest in alternative investments while Morgan Stanley’s net ...

Savvy Advisors, the New York City-based RIA of parent fintech company Savvy Wealth, added four new advisors at the end of 2024, including individuals from J.P. Morgan and Merrill Lynch. The ...

As firms enter a new year, many think about growth opportunities for their teams. This means hiring new talent; for others, ...

Self-directed IRA platform Alto struck a partnership with Angel Capital Association, a professional association of angel ...

The yield differential between the firms' bank deposit sweep programs and other alternatives was nearly 4% higher, according to SEC claims.

Graham, who joined Cambridge in 2017, stepped down from his role on Dec. 31. The IBD is currently searching for a replacement ...